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AI and Patents: Understanding the Role of Humans in Inventions

Introduction

In the realm of patents, the question of whether AI can be considered as an inventor has intrigued many. The United States Patent and Trademark Office (USPTO) has recently provided guidance on this matter, shedding light on the subject. While patents are exclusively granted to individuals, there's more to the story when it comes to AI-generated inventions. This blog post will delve into the details of the USPTO's recent guidance and explore the role of humans in patentable inventions involving AI.

Human Contributions to AI-Generated Inventions

According to the USPTO's guidance, an invention that incorporates AI elements or is partially created by AI can still be eligible for patent protection. However, there is a crucial condition—there must be a significant contribution from a human involved in the invention process. Although AI cannot be recognized as an inventor itself, the human collaborator may still be able to obtain a patent.

Referencing the Pannu Case

To determine what constitutes a significant contribution, the USPTO refers to the Pannu case, which initially addressed inventorship attribution without specific mention of AI. However, these principles are now utilized to provide guidance when AI is actively involved in the creation of an invention.

Understanding the Pannu Factors

The Pannu case outlines several key factors that influence whether an individual qualifies as an inventor, even when AI is involved. These factors include:

1. Contributing in a significant manner to the conception or reduction to practice of the invention.

2. Making a substantial contribution to the claimed invention, which is not insignificant when measured against the full scope of the invention.

3. Going beyond providing well-known concepts or the current state of the art to the actual inventors.

The Role of Humans in AI-Generated Inventions

It is essential to note that a human cannot simply present a problem and have AI generate a solution. There should be active involvement and modification by the human in the development of the solution. In cases where a human reduces an AI-created invention to practice, they must go beyond merely selecting common materials for the invention.

Subjectivity and Future Implications

Although determining the significance of a human's contribution to an AI-generated invention remains somewhat subjective, it is clear that a substantial contribution is required for patentability. The exact definition and parameters of this contribution will likely become clearer through ongoing legal cases and the evolving landscape of AI technologies.

Conclusion

While AI itself cannot be recognized as an inventor in the context of US patents, the USPTO's recent guidance highlights the importance of human involvement in AI-generated inventions. Through the lens of the Pannu factors, a significant contribution from a human is necessary for an invention with AI aspects to be eligible for patent protection. As the intersection of AI and inventive endeavors continues to evolve, it will be intriguing to witness how this guidance shapes the future of patent law and encourages further collaboration between humans and AI technologies.

AI and Patents : February 20, 2024

Anna Duncan-Owens